CFA Institute

The CFA Institute is an international, not-for-profit organization that sets global standards for ethics, education and professional excellence for the investment community.
https://www.cfainstitute.org/pages/index.aspx
http://www.cfainstitute.org/ethics/codes/Pages/index.aspx

Securities & Exchange Commission

The mission of the U.S. Securities and Exchange Commission (SEC) is to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation. The SEC also regulates financial markets participants, including investment advisors.
http://www.sec.gov/

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